Watch our latest interview between Jeanette Miller and FCA expert, Clementine (Clemmie) Bowyer Director at Effecta Compliance Limited.
Clients instruct the Geoffrey Miller Team to defend motoring charges for all manner of reasons. In addition to avoiding a driving ban, a common concern is the impact of a criminal conviction on the ability to continue to work within the financial services industry. FCA regulation and disclosure is a minefield and ensuring that you or your employer stay on the right side of compliance is a niche area in itself.
In February 2023 Jeanette Miller, managing director of Geoffrey Miller Solicitors interviewed Clemmie Bowyer, Director at Effecta Compliance Limited, a regulatory consultancy based in the UK and UAE. Clemmie has over 15 years’ experience working with regulated financial institutions in the UK and has spent a large part of the last few years helping UK Firms to implement the Senior Managers and Certification Regime.
Anyone wishing to reach out to seek more specific advice about FCA consequences of a conviction is encouraged to contact Clemmie directly on the following contact details:
| Clemmie Bowyer Contact Details: |
|---|
| TEL: +44 20 3060 8831 MOB: +44 7884 236 927 EMAIL: cbowyer@effectacompliance.com WEBSITE: www.effectacompliance.com |
Quick reference video times:
- Role of FCA 02:13
- SMCR Explained 06:11
- Criminal charges and their effects on registration with FCA 08:22
- High profile example- Train fare 11:04
- Do I have to report to the FCA? Or my firm? 15:00
- At what stage do I have to report? 17:13
- What are the consequences of non-disclosure? 19:07
- Report or not to report, is it at the discretion of my employer? 21:00
- Drink Drive/ Drug Drive conviction and the FCA 21:57
- What is the best way to get further advice and support? 25:20
Please also feel free to download our free factsheet about the FCA and disclosure of a conviction.
Call Us Now Free on 0800 1389 123
Call Geoffrey Miller Solicitors 24 hours 7 days a week
Geoffrey Miller Solicitors are specialists defending drivers nationwide for all types of driving offences. Call our team of expert driving offence solicitors for some free initial advice.
You can also book an appointment with Jeanette Miller a.k.a. Miss Justice using our online booking system. If Jeanette is unavailable for your preferred date and time you can book an appointment with a member of our legal team. Please have as much information about your enquiry before the call e.g. Date of Hearing, Paperwork etc.
Add comment